Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shin? Claim Your ProfileShin Murakami is a registered representative with Nomura Securities International, Inc. Murakami has over 20 years of experience in the financial industry and has been registered with the firm since 2009. Murakami has passed several FINRA exams, including the Series 3, 7, 24 and 63 exams. Murakami is registered with the Securities and Exchange Commission (SEC) and is also licensed to sell securities in all 50 states and Puerto Rico. Before joining Nomura Securities International, Inc., Murakami was a representative for Barclays Capital Inc. and Lehman Brothers Inc. Murakami also has experience at Goldman, Sachs & Co. Murakami's primary role is to provide research-related services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
09/28/2009 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
09/22/2008 - 07/16/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/08/2003 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/23/2001 - 07/09/2003
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/25/1996 - 07/24/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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