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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shin? Claim Your ProfileShin Kim Ngwin is a financial advisor registered in California and Tennessee. Shin Kim Ngwin has been in the industry since February 17, 2011. Shin Kim Ngwin is currently associated with J.P. Morgan Securities LLC, a firm that has over $50 billion in assets under management. Shin Kim Ngwin is also registered with FINRA and has been registered with the SEC since October 1, 2012. Shin Kim Ngwin has passed the Series 6, Series 63 and SIE exams. Shin Kim Ngwin specializes in providing financial advice to individuals, businesses, and corporations. Shin Kim Ngwin has experience working with clients of all sizes.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/01/2012 - Present
J.p. Morgan Securities LLC (MONTEREY PARK CA)
CA
02/18/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MONTEREY PARK CA)
BC
Issued 02/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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