Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shimshon? Claim Your ProfileShimshon Plotkin has over 30 years of experience in the financial services industry. Shimshon is currently a Registered Representative and Investment Adviser Representative of Independent Financial Group, LLC, a SEC and FINRA Registered Investment Advisor/Broker Dealer. Shimshon is also the President of Plotkin Financial Advisors, LLC a SEC registered Investment Advisor. Shimshon has held various positions in the financial services industry including working for Pacific West Securities, Inc., Cambridge Investment Research, Inc., and Royal Alliance Associates, Inc. Shimshon is registered with the following states: Alaska, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Virginia. Shimshon holds the following FINRA licenses: Series 6, 7, 24, 53 and the SIE. Shimshon also holds the Series 65 license. Shimshon is a highly experienced financial advisor who can provide a wide range of services to his clients, including financial planning, retirement planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Percentage of retirement plan assets
1
2
FL
06/13/2012 - Present
Plotkin Financial Advisors, LLC (Boca Raton FL)
MD
09/01/2006 - 11/01/2011
PACIFIC WEST SECURITIES, INC. (CHEVY CHASE MD)
MD
10/25/2005 - 10/13/2006
CAMBRIDGE INVESTMENT RESEARCH, INC. (CHEVY CHASE MD)
AZ
08/23/1996 - 10/27/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MA
01/04/1994 - 08/26/1996
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
IA
Issued 11/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/05/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/31/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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