Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shilpi? Claim Your ProfileShilpi McGrath is a financial professional with over 16 years of experience in the financial industry. Shilpi currently works at Forge Securities LLC as a registered representative. Previously, she was a registered representative at MOOMOO FINANCIAL INC., FUTU CLEARING INC, ELECTRONIC TRANSACTION CLEARING, INC., APEX CLEARING CORPORATION, 1ST GLOBAL CAPITAL CORP., SWS FINANCIAL SERVICES, INC., SOUTHWEST SECURITIES, INC. and INVESTORS BROKERAGE OF TEXAS, LTD.. Shilpi holds a Series 7, Series 24, Series 3, Series 4, Series 52TO, Series 53, Series 63, Series 65, Series 99TO and SIE licenses. Shilpi has a comprehensive understanding of the financial markets and is committed to providing her clients with personalized and tailored advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2022 - Present
Forge Securities LLC (NEW YORK NY)
NJ
11/02/2021 - 11/15/2022
MOOMOO FINANCIAL INC. (JERSEY CITY NJ)
TX
11/02/2021 - 10/04/2022
FUTU CLEARING INC (Dallas TX)
TX
06/11/2020 - 11/05/2021
ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)
TX
09/05/2018 - 11/05/2021
APEX CLEARING CORPORATION (DALLAS TX)
TX
10/02/2013 - 08/27/2018
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
01/16/2013 - 10/01/2013
SWS FINANCIAL SERVICES, INC. (DALLAS TX)
TX
04/30/2012 - 10/01/2013
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
06/28/2006 - 04/09/2012
INVESTORS BROKERAGE OF TEXAS, LTD. (WACO TX)
IA
Issued 09/19/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/29/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/26/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 03/26/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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