Unclaimed
Shilpi Damodar Mittal is a licensed securities professional associated with BNP Paribas Securities Corp. Shilpi has passed the Securities Industry Essentials (SIE) and Operations Professional (Series 99TO) examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/31/2024 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
BC
Issued 07/31/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2024
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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