Unclaimed
Shilpa Mathai is a registered representative of Fnex Capital, LLC. Shilpa has been in the financial industry since February 23, 2020. Shilpa is registered in New York. Shilpa holds the Series 63, Series 82TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
02/24/2020 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
BC
Issued 11/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2020
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 04/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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