Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shihhua? Claim Your ProfileShihhua Wang is a registered investment advisor representative with Citigroup Global Markets Inc. Shihhua Wang has been in the securities industry since May 2007. Shihhua Wang has passed several professional exams including Series 63, Series 7, Series 6, and SIE. Shihhua Wang has also passed the Uniform Investment Adviser Law Examination (Series 65). Shihhua Wang is registered with the state of Connecticut, Florida, New Jersey, and New York. In addition to Shihhua Wang's current role at Citigroup Global Markets Inc. Shihhua Wang has previously worked at HSBC SECURITIES (USA) INC. Shihhua Wang has stated that Shihhua Wang is involved in other business activities, including: Travel Agency and Consulting business for travel/ leisure activities and fine dining.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (MANHASSET NY)
NY
05/02/2007 - 10/11/2013
HSBC SECURITIES (USA) INC. (FLUSHING NY)
IA
Issued 05/30/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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