Unclaimed
Shih-wei Ho is a financial professional with over 10 years of experience in the industry. Shih-wei has a Series 7, Series 63, and Series 87 licenses. Shih-wei is currently registered with Lord Abbett Distributor LLC in Jersey City, New Jersey. Prior to joining Lord Abbett Distributor LLC, Shih-wei was employed by Deutsche Bank Securities Inc. and Banc of America Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/02/2017 - Present
Lord Abbett Distributor LLC (JERSEY CITY NJ)
NY
06/22/2009 - 09/11/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/25/2007 - 04/22/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
08/28/2006 - 06/07/2007
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 09/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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