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Shih-wei Ho

Lord Abbett Distributor LLC

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About Shih-wei Ho

Shih-wei Ho is a financial professional with over 10 years of experience in the industry. Shih-wei has a Series 7, Series 63, and Series 87 licenses. Shih-wei is currently registered with Lord Abbett Distributor LLC in Jersey City, New Jersey. Prior to joining Lord Abbett Distributor LLC, Shih-wei was employed by Deutsche Bank Securities Inc. and Banc of America Securities LLC.

Firm Information

Shih-wei Ho is currently registered with Lord Abbett Distributor LLC. Lord Abbett Distributor LLC is a Limited Liability Company formed on June 6, 1996. The firm is registered with the SEC and is licensed in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shih-wei Ho’s Registration & Firm History

NJ

10/02/2017 - Present

Lord Abbett Distributor LLC (JERSEY CITY NJ)

NY

06/22/2009 - 09/11/2017

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

06/25/2007 - 04/22/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

08/28/2006 - 06/07/2007

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/12/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/25/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shih-wei Ho.
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