Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shigemichi? Claim Your ProfileShigemichi Yoshizu is a financial professional with Daiwa Capital Markets America Inc.. Shigemichi is registered with FINRA and has passed the Series 7TO, Series 63, Series 86, and Series 87 exams. Shigemichi is currently registered in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/19/2021 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
BC
Issued 12/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/03/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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