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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shifang? Claim Your ProfileShifang Li is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Shifang Li has been in the industry since August 6, 2022. Shifang Li works in the Palo Alto, CA office. Shifang Li is registered with the Securities and Exchange Commission as an Investment Adviser Representative and is also registered with the state of California and Texas. Shifang Li holds the Series 66, 7TO and SIE licenses. Shifang Li is licensed to provide investment advice to insurance companies, charitable organizations, high net worth individuals, banking or thrift institutions, pension and profit sharing plans, corporations or other businesses, and individuals other than high net worth. Shifang Li is also registered with the state of Arizona, Florida, Idaho, Nevada, New Jersey, Oregon, Washington and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/01/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALO ALTO CA)
CA
08/09/2021 - 01/14/2022
EDWARD JONES (SAN FRANCISCO CA)
BOTH
Issued 09/04/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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