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Sheryl Newman Peoples

Lockton Investment Securities, LLC

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About Sheryl Newman Peoples

Sheryl Peoples is a financial professional with over 16 years of experience in the financial services industry. Sheryl currently works as a registered representative at Lockton Investment Securities, LLC. She holds a Series 6, Series 63 and SIE licenses. Sheryl has previously worked at Principal Securities, Inc., Clark Securities, Inc. and Farmers Financial Solutions, LLC. She is registered in Missouri and Texas.

Firm Information

Sheryl Peoples is currently registered with Lockton Investment Securities, LLC. Lockton Investment Securities, LLC is a Limited Liability Company formed in May 2016. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sheryl Peoples’s Registration & Firm History

MO

04/08/2019 - Present

Lockton Investment Securities, LLC (KANSAS CITY MO)

TX

02/21/2013 - 04/10/2019

PRINCIPAL SECURITIES, INC. (ADDISON TX)

TX

06/30/2008 - 01/03/2012

CLARK SECURITIES, INC. (DALLAS TX)

TX

09/29/2006 - 06/04/2008

FARMERS FINANCIAL SOLUTIONS, LLC (ROCKWALL TX)

TX

08/22/2002 - 09/07/2006

CLARK SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 09/25/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sheryl Newman Peoples.
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