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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheryl? Claim Your ProfileSheryl Carroll is a Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC, and is based in WACO, TX. Sheryl has been in the financial services industry for over 20 years, and has a strong background in providing investment advice to individuals, families, and businesses. Sheryl has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Sheryl holds a Series 66, Series 9, and Series 10 license. Prior to joining Wells Fargo Clearing Services, LLC, Sheryl worked for UBS FINANCIAL SERVICES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/26/2015 - Present
Wells Fargo Clearing Services, LLC (WACO TX)
TX
10/28/2003 - 07/07/2015
UBS FINANCIAL SERVICES INC. (WACO TX)
BOTH
Issued 07/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/26/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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