Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheryl? Claim Your ProfileSheryl Goldman is a financial advisor with over 30 years of experience in the financial industry. She is currently registered with Stifel, Nicolaus & Company, Inc. as a registered representative and investment advisor representative. Sheryl has held various positions throughout her career at firms such as Barclays Capital Inc., Lehman Brothers Inc., UBS Paine Webber Inc., and UBS Warburg LLC. Sheryl is dedicated to providing her clients with personalized financial advice and investment strategies tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (CHICAGO IL)
IL
09/22/2008 - 12/04/2015
BARCLAYS CAPITAL INC. (CHICAGO IL)
IL
04/18/2002 - 09/22/2008
LEHMAN BROTHERS INC. (CHICAGO IL)
NJ
04/10/2001 - 09/18/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/29/1998 - 03/26/2001
UBS WARBURG LLC (NEW YORK NY)
CT
10/08/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
MA
04/27/1994 - 04/07/1997
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
WI
11/08/1989 - 03/16/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
IL
10/31/1989 - 06/01/1990
CAPITAL FUNDING INVESTMENT CORPORATION (CHICAGO IL)
NA
11/23/1987 - 05/19/1988
NATIONAL SECURITIES NETWORK, INC.
NA
11/04/1986 - 12/07/1987
SAUERMAN INVESTMENTS, INC.
NA
08/20/1985 - 10/14/1986
CROAKE ROBERTS, INC.
NA
06/23/1981 - 01/31/1985
MESIROW & COMPANY, INCORPORATED
IA
Issued 02/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/05/2000
Series 4 - Registered Options Principal Examination
BC
Issued 09/28/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/10/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/15/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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