Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheryl? Claim Your ProfileSheryl Elaine Dial is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Dallas, TX. Sheryl has been in the industry since 2003 and has a diverse background in financial services. Prior to joining Merrill Lynch, Sheryl held positions at LPL Financial LLC, First Southwest Company, LLC, 1st Global Capital Corp., UBS Financial Services Inc., and Citigroup Global Markets Inc. Sheryl has a strong track record of providing comprehensive financial advice to a wide range of clients, including individuals, businesses, and institutions. Sheryl is also a registered representative of FINRA and holds Series 3, 7, 10, 24, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/06/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
TX
05/28/2015 - 10/15/2021
LPL FINANCIAL LLC (DALLAS TX)
TX
04/15/2011 - 03/25/2015
FIRST SOUTHWEST COMPANY, LLC (DALLAS TX)
TX
03/24/2010 - 02/15/2011
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
06/08/2007 - 12/31/2008
UBS FINANCIAL SERVICES INC. (DALLAS TX)
TX
10/02/2002 - 06/14/2007
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NY
07/24/2001 - 10/14/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/18/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/26/2010
Series 24 - General Securities Principal Examination
BC
Issued 02/20/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1990
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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