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Sheryl Ann Holmes

Charles Schwab & CO., Inc.

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About Sheryl Ann Holmes

Sheryl Holmes is a financial professional with over 20 years of experience in the industry. Currently, Sheryl is a registered representative with Charles Schwab & Co., Inc., where she has been employed since 2007. Sheryl has also worked with AIG Financial Advisors, Inc. and has held various licenses and certifications, including Series 7, 24, 63, and SIE. Sheryl holds a Series 23 and 9 license, which indicates she is qualified to supervise securities sales. Sheryl is registered with the state of Arizona and California.

Firm Information

Sheryl Holmes is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Sheryl Holmes’s Registration & Firm History

AZ

02/13/2007 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

AZ

11/30/2005 - 02/26/2007

AIG FINANCIAL ADVISORS, INC. (PHOENIX AZ)

TX

02/06/1998 - 12/10/2003

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 01/27/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 07/05/2006

Series 23 - General Securities Principal Sales Supervisor

BC

Issued 12/29/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/26/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sheryl Ann Holmes.
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