Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherwood? Claim Your ProfileSherwood L. Brown is a registered representative with Nylife Securities LLC. Sherwood has been in the securities industry since 2000. Sherwood holds the Series 6, Series 63, Series 6TO, and SIE licenses. Sherwood has been registered in seven states: District of Columbia, Florida, Georgia, Maryland, Minnesota, New York, and Tennessee. Prior to joining Nylife Securities LLC, Sherwood was employed by Wachovia Securities, LLC and First Union Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/09/2020 - Present
Nylife Securities LLC (TALLAHASSEE FL)
MO
10/01/2000 - 12/31/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/08/1994 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 12/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Sherwood Brown is the right advisor for you? Invested Better is here to help.
