Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherwin? Claim Your ProfileSherwin Voss is a securities professional with over two decades of experience in the financial services industry. Sherwin has a broad background in the industry, with experience at firms like Foresters Equity Services, Inc., Transamerica Financial Advisors, Inc, Union Capital Company, World Group Securities, Inc., Citigroup Investment Services, and Quest Capital Strategies, Inc. Sherwin is currently registered with MUFG Securities Americas Inc. as a General Securities Representative. Sherwin's areas of expertise include the Series 7, SIE, and Series 79TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/06/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
CA
12/10/2014 - 02/26/2015
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
CA
05/24/2012 - 10/02/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (WOODLAND HILLS CA)
AZ
10/02/2009 - 05/14/2010
UNION CAPITAL COMPANY (TUCSON AZ)
CA
05/25/2007 - 10/25/2007
WORLD GROUP SECURITIES, INC. (ORANGE CA)
NY
10/01/2003 - 04/15/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
11/28/2001 - 01/04/2002
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
BC
Issued 11/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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