Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherwin? Claim Your ProfileSherwin Coleman is a financial advisor with over 30 years of experience in the financial services industry. Sherwin is currently registered with Cetera Investment Advisers LLC. Sherwin has been associated with Cetera Investment Advisers LLC since June 2023 and previously worked with Cetera Advisor Networks LLC. Sherwin also has previous experience working with firms such as VOYA FINANCIAL ADVISORS, INC., ING FINANCIAL PARTNERS, INC., LOCUST STREET SECURITIES, INC., ARAGON FINANCIAL SERVICES, INC., and SECURITIES AMERICA, INC. Sherwin is licensed to provide advisory services in California and Texas, and Sherwin is also licensed to provide Broker-Dealer services in several states. Sherwin's areas of specialization include retirement planning, investment planning, college savings planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (SAN LEANDRO CA)
CA
06/10/2008 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (SAN LEANDRO CA)
CA
01/01/2004 - 04/21/2008
ING FINANCIAL PARTNERS, INC. (SAN LEANDRO CA)
IA
07/15/1998 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
CA
01/08/1992 - 07/15/1998
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
NE
12/24/1987 - 01/08/1992
SECURITIES AMERICA, INC. (LAVISTA NE)
IA
Issued 4/7/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/5/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/9/1992
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/22/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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