Unclaimed
Sherwin Grottis is a financial professional with experience in the industry since December 29, 2016. Sherwin is currently registered with Fidelity Brokerage Services LLC as a General Securities Representative. Previously, Sherwin was also registered with TD Ameritrade, Inc. in Omaha, NE. Sherwin holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/17/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
NE
11/21/2016 - 12/08/2020
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 01/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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