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Sherry Pond

Penserra Securities, LLC

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About Sherry Pond

Sherry Pond is a registered representative with Penserra Securities, LLC, and has been in the industry since January 13, 2010. Sherry has a Series 11 license. Prior to joining Penserra Securities, Sherry was affiliated with CHEEVERS & COMPANY, LLC. Sherry is currently registered with FINRA.

Firm Information

Sherry Pond is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sherry Pond’s Registration & Firm History

IL

05/03/2017 - Present

Penserra Securities, LLC (CHICAGO IL)

IL

01/13/2010 - 05/18/2017

CHEEVERS & COMPANY, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/11/2010

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Chicago, Inc.

Disclosures

There are no public disclosures for Sherry Pond.
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