Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherry? Claim Your ProfileSherry Nikolai O'Connor is a financial professional with over 15 years of experience in the industry. Sherry is currently registered with Foreside Fund Services, LLC. Sherry has a broad range of experience and holds the Series 6, 63, and 6TO licenses, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/27/2023 - Present
Foreside Fund Services, LLC (San Francisco CA)
WI
12/09/2003 - 04/30/2019
ARTISAN PARTNERS DISTRIBUTORS LLC (MILWAUKEE WI)
BC
Issued 01/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/26/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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