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Sherry Lynne Hughes

Foreside Fund Services, LLC

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About Sherry Lynne Hughes

Sherry Lynne Hughes is a financial advisor with over 20 years of experience in the industry. She is currently registered with Foreside Fund Services, LLC and has previously held positions at Advisors Asset Management, Inc., SIP Nordic America LLC, First Trust Portfolios L.P., Claymore Securities, Inc., Citigroup Global Markets Inc., and Legg Mason Wood Walker, Incorporated. Sherry has a broad range of experience in the financial services industry, and holds the Series 7 and Series 66 licenses. She is also a Registered Representative with FINRA. Sherry is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Sherry Hughes is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sherry Hughes’s Registration & Firm History

NY

08/14/2014 - Present

Foreside Fund Services, LLC (New York NY)

CO

06/04/2013 - 12/13/2013

ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)

CT

12/08/2010 - 05/28/2013

SIP NORDIC AMERICA LLC (STAMFORD CT)

MD

06/24/2009 - 11/24/2010

FORESIDE FUND SERVICES, LLC (BALTIMORE MD)

IL

03/05/2008 - 02/24/2009

FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)

IL

07/18/2006 - 03/06/2008

CLAYMORE SECURITIES, INC. (CHICAGO IL)

NY

02/21/2006 - 04/24/2006

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

MD

04/24/2001 - 02/21/2006

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BOTH

Issued 10/03/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sherry Lynne Hughes.
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