Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherry? Claim Your ProfileSherry Lynn Richards is a financial advisor with UBS Financial Services Inc. Sherry has been in the financial industry for over 15 years and has worked with Wells Fargo Advisors, Wells Fargo Investments, Raymond James Financial Services, J.P. Morgan Securities LLC, and Wells Fargo Clearing Services, LLC. Sherry has a wide range of experience in the financial services industry and is well-equipped to help clients achieve their financial goals. Sherry Lynn Richards is a registered representative and investment advisor representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
08/26/2022 - Present
UBS Financial Services Inc. (Reklaw TX)
TX
05/22/2019 - 06/09/2022
WELLS FARGO CLEARING SERVICES, LLC (TYLER TX)
TX
03/08/2019 - 06/11/2019
J.P. MORGAN SECURITIES LLC (TYLER TX)
TX
05/22/2018 - 01/14/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (FORT WORTH TX)
CO
01/24/2018 - 05/10/2018
WELLS FARGO CLEARING SERVICES, LLC (DENVER CO)
CO
01/03/2011 - 03/15/2016
WELLS FARGO ADVISORS, LLC (AURORA CO)
CO
06/12/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CENTENNIAL CO)
BOTH
Issued 06/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sherry Richards is the right advisor for you? Invested Better is here to help.
