Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherry? Claim Your ProfileSherry Leigh Halopoff has been in the financial services industry since 1998. Sherry is currently a registered representative with Wells Fargo Clearing Services, LLC. Sherry's registration dates vary by state and are available upon request. Sherry has passed the Series 6, 7, 63, 65 and SIE exams. Prior to her current role, Sherry was a registered representative with Cetera Investment Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Investment Services, Inc. Sherry holds a current license in Texas and Arizona for both broker-dealer and investment advisor roles. Sherry is also licensed as a broker-dealer in several other states including California, Colorado, Florida, Nebraska, North Carolina, Oregon, and Tennessee. Sherry is currently affiliated with Wells Fargo Clearing Services, LLC, which manages assets in the range of $10 billion to $50 billion. Wells Fargo Clearing Services, LLC provides advisory services including financial planning, pension consulting, and portfolio management for businesses, individuals, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/19/2016 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
AZ
03/31/2015 - 08/01/2016
CETERA INVESTMENT SERVICES LLC (SCOTTSDALE AZ)
AZ
10/23/2009 - 11/21/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
AZ
07/12/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SUN CITY AZ)
CA
06/11/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IA
Issued 07/10/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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