Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherry? Claim Your ProfileSherry Keating is a financial advisor at Tiaa-Cref Individual & Institutional Services, LLC. Sherry Keating is a Registered Representative with 31 years of experience in the financial services industry and is licensed in 18 states. Sherry Keating has passed Series 7, 63, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
PA
06/26/2009 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Pittsburgh PA)
FL
02/15/2008 - 01/29/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TAMPA FL)
FL
08/27/2003 - 01/03/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TAMPA FL)
NY
04/24/1990 - 07/11/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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