Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherry? Claim Your ProfileSherry Tomes is a financial advisor who has been in the industry since 1999. Sherry is currently registered with UBS Financial Services Inc. and has been with them since 2013. Prior to that, Sherry worked with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Sherry specializes in a wide range of financial services, including financial planning, portfolio management, pension consulting, educational seminars, and publication of periodicals. Sherry is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NE
06/12/2009 - Present
UBS Financial Services Inc. (Lincoln NE)
NE
06/01/2009 - 06/10/2009
MORGAN STANLEY SMITH BARNEY (LINCOLN NE)
NE
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LINCOLN NE)
NE
12/23/1999 - 04/02/2007
MORGAN STANLEY DW INC. (LINCOLN NE)
IA
Issued 05/01/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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