Unclaimed
Sherry Harris is a registered representative with Level Four Financial, LLC. Sherry has been in the financial industry since 1989. Sherry has a Series 7, Series 63, and Series 99TO license and holds a registration in Alabama. Prior to joining Level Four Financial, LLC, Sherry worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fairhope, Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
03/26/2012 - Present
Level Four Financial, LLC (MOBILE AL)
AL
08/22/1989 - 09/27/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FAIRHOPE AL)
BC
Issued 11/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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