Unclaimed
Sherry Yow is a registered representative with Raymond James Financial Services, Inc., and has been in the securities industry since 2008. She has previously held positions with LPL Financial LLC and Royal Alliance Associates, Inc. Sherry is licensed to sell securities in North Carolina. Sherry has passed the Series 6, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/09/2017 - Present
Raymond James Financial Services, Inc. (HIGH POINT NC)
NC
04/30/2014 - 11/13/2017
LPL FINANCIAL LLC (HIGH POINT NC)
NC
07/10/2012 - 05/02/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (ASHEBORO NC)
NC
02/11/2008 - 06/27/2012
ROYAL ALLIANCE ASSOCIATES, INC. (ASHEBORO NC)
BC
Issued 04/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Sherry Yow is the right advisor for you? Invested Better is here to help.