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Sherry H Yow

Raymond James Financial Services, Inc.

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About Sherry H Yow

Sherry Yow is a registered representative with Raymond James Financial Services, Inc., and has been in the securities industry since 2008. She has previously held positions with LPL Financial LLC and Royal Alliance Associates, Inc. Sherry is licensed to sell securities in North Carolina. Sherry has passed the Series 6, Series 63, and SIE exams.

Firm Information

Sherry Yow is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sherry Yow’s Registration & Firm History

NC

11/09/2017 - Present

Raymond James Financial Services, Inc. (HIGH POINT NC)

NC

04/30/2014 - 11/13/2017

LPL FINANCIAL LLC (HIGH POINT NC)

NC

07/10/2012 - 05/02/2014

RAYMOND JAMES FINANCIAL SERVICES, INC. (ASHEBORO NC)

NC

02/11/2008 - 06/27/2012

ROYAL ALLIANCE ASSOCIATES, INC. (ASHEBORO NC)

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Licenses & Designations

BC

Issued 04/07/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sherry H Yow.
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