Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherry? Claim Your ProfileSherry Denise Holley is a financial advisor with Raymond James Financial Services Advisors, Inc. located in Lexington, Kentucky. Sherry has been a registered representative in the financial services industry since June 22, 1991, and currently holds licenses in Kentucky and Texas. Previously, Sherry was employed by J.J.B. HILLIARD, W.L. LYONS, LLC, WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Sherry is a Series 6, 7, 9, 10, 63, and 65 licensed financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KY
09/25/2018 - Present
Raymond James Financial Services Advisors, Inc. (Lexington KY)
KY
08/21/2009 - 09/26/2018
J.J.B. HILLIARD, W.L. LYONS, LLC (LEXINGTON KY)
KY
01/01/2008 - 08/24/2009
WELLS FARGO ADVISORS, LLC (LEXINGTON KY)
KY
04/25/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LEXINGTON KY)
NY
06/09/1994 - 05/13/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
02/01/1991 - 01/17/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/01/1991 - 01/17/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/20/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/31/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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