Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherrie? Claim Your ProfileSherrie Walling has been in the securities industry since September 1995 and is currently registered with Capital Client Group, Inc. Sherrie has a broad range of experience in the financial services industry and has earned the Series 6, Series 7TO, Series 24, and Series 63 licenses. She has a strong understanding of the investment industry and is committed to providing her clients with the highest level of service. Sherrie is a dedicated and experienced professional who is committed to helping her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
09/29/1995 - Present
Capital Client Group, Inc. (Los Angeles CA)
BC
Issued 08/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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