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Sherrick Bradley Baffert

Jonestrading

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About Sherrick Bradley Baffert

Sherrick Bradley Baffert is a registered representative with Jonestrading. Sherrick Baffert has been in the securities industry since January 10, 2018. Baffert is licensed in California, Colorado, Connecticut, Florida, New York, and Texas.

Firm Information

Sherrick Baffert is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sherrick Baffert’s Registration & Firm History

NY

01/11/2018 - Present

Jonestrading (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/29/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2018

Series 57 - Securities Trader Exam

BC

Issued 01/11/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sherrick Bradley Baffert.
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