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Sherri Sue Chaney

Cetera Investment Services LLC

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About Sherri Sue Chaney

Sherri Sue Chaney is a registered representative with Cetera Investment Services LLC. Sherri has been in the securities industry since June 4, 1999. Sherri holds a Series 7 and a Series 63 license. Sherri is registered with the state of Indiana. Sherri was previously registered with Investment Centers of America, Inc., Questar Capital Corporation, Invest Financial Corporation and Vestax Securities Corporation.

Firm Information

Sherri Chaney is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sherri Chaney’s Registration & Firm History

IN

01/10/2013 - Present

Cetera Investment Services LLC (FORT WAYNE IN)

IN

01/30/2006 - 01/10/2013

INVESTMENT CENTERS OF AMERICA, INC. (FORT WAYNE IN)

MN

09/19/2005 - 01/27/2006

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

WI

06/06/2003 - 09/01/2005

INVEST FINANCIAL CORPORATION (APPLETON WI)

OH

05/17/1999 - 07/10/2003

VESTAX SECURITIES CORPORATION (HUDSON OH)

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Licenses & Designations

BC

Issued 05/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sherri Sue Chaney.
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