Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherri? Claim Your ProfileSherri S. Henke is a registered representative with Capfinancial Securities, LLC. Sherri has been in the securities industry since February 11, 1997. Sherri has passed the Series 6, Series 63 and SIE exams. Sherri's current employment with Capfinancial Securities, LLC began on October 30, 2018. Sherri has prior experience with GWFS Equities, Inc., Park Avenue Securities LLC, Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc.. Sherri is currently registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/30/2018 - Present
Capfinancial Securities, LLC (RALEIGH NC)
CO
11/19/2014 - 05/03/2018
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
OH
06/05/2013 - 11/18/2014
PARK AVENUE SECURITIES LLC (CINCINNATI OH)
KY
01/01/2008 - 01/27/2012
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
04/11/1995 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
BC
Issued 04/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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