Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherri? Claim Your ProfileSherri Lynette Brown is a financial advisor registered with Oppenheimer & Co. Inc. She is a securities broker, investment adviser, and registered representative with experience in the financial services industry since 2000. Sherri Brown has held previous roles with Wells Fargo Clearing Services, LLC, Synergy Investment Group, LLC, Citigroup Global Markets Inc., MML Investors Services, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company and Ascend Financial Services, Inc.. Sherri Brown specializes in portfolio management, financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
08/20/2019 - Present
Oppenheimer & Co. Inc. (GREENSBORO NC)
NC
09/21/2017 - 01/09/2019
WELLS FARGO CLEARING SERVICES, LLC (HIGH POINT NC)
NC
06/24/2008 - 11/14/2008
SYNERGY INVESTMENT GROUP, LLC (GREENSBORO NC)
NC
05/03/2006 - 06/12/2008
CITIGROUP GLOBAL MARKETS INC. (GREENSBORO NC)
MA
01/05/2005 - 12/08/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MN
01/17/2000 - 10/20/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/17/2000 - 10/20/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
04/05/1999 - 05/17/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
BC
Issued 11/25/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/10/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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