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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherri? Claim Your ProfileSherri Phillips Huber is an investment advisor representative with Wells Fargo Clearing Services, LLC, located in Warrenton, VA. She is a Series 6, 7, 63, 65, and 66 licensed professional, with over 30 years of experience in the financial services industry. Sherri has a proven track record of providing investment advice and financial planning services to a diverse clientele, including individuals, families, businesses, and institutions. Prior to joining Wells Fargo, Sherri held positions at Morgan Stanley, Citigroup Global Markets Inc., and CitiStreet Equities LLC. She provides a wide range of financial services including portfolio management, investment consulting, retirement planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
12/11/2012 - Present
Wells Fargo Clearing Services, LLC (WARRENTON VA)
VA
06/01/2009 - 01/04/2013
MORGAN STANLEY (GAINESVILLE VA)
VA
02/25/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GAINESVILLE VA)
NJ
10/15/2004 - 06/15/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
NY
04/25/2000 - 07/20/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
09/18/1989 - 04/13/2000
COPELAND EQUITIES LLC (SOMERSET NJ)
BOTH
Issued 12/16/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/15/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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