Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherri? Claim Your ProfileSherri Ryan has been in the financial services industry since 1993. Sherri is a Registered Representative and Investment Advisor Representative with Oppenheimer & Co. Inc. Sherri previously was with Morgan Stanley. Sherri is licensed in several states, including Washington, Arizona, California, Colorado, Florida, Hawaii, Idaho, Illinois, Maryland, Michigan, Minnesota, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
WA
11/22/2017 - Present
Oppenheimer & Co. Inc. (SEATTLE WA)
WA
06/01/2009 - 11/27/2017
MORGAN STANLEY (SEATTLE WA)
WA
11/28/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SEATTLE WA)
WA
01/01/2008 - 11/12/2008
WACHOVIA SECURITIES, LLC (EDMONDS WA)
WA
10/04/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (EDMONDS WA)
NY
12/16/1992 - 05/02/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 03/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 12/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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