Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherri? Claim Your ProfileSherri Anderson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Newport Beach, California. Sherri has been in the financial industry since 2011 and holds Series 7, 9, 10, 63 and 65 licenses. She has also been registered as a broker-dealer in 53 states and as an investment advisor in 2 states. Sherri has a long history of working with Wells Fargo Advisors LLC, Wells Fargo Bank, N.A. and Wells Fargo Clearing Services, LLC. Sherri's specializations include retirement planning, estate planning, college savings, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/01/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
03/23/2011 - 07/31/2019
WELLS FARGO CLEARING SERVICES, LLC (CORONA CA)
IA
Issued 10/13/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sherri Anderson is the right advisor for you? Invested Better is here to help.
