Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherri? Claim Your ProfileSherri Alane Overton is a registered representative with Robert W. Baird & Co. Inc. Sherri has been in the financial services industry since 1997 and has worked for several large financial institutions, including Morgan Stanley, Citigroup Global Markets Inc., and Morgan Stanley DW Inc. Sherri holds the Series 63, Series 7 and SIE licenses. Sherri's registrations are active in multiple states and her specializations include investment company and variable products, fixed insurance products, mutual funds, exchange traded funds, options, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TN
05/10/2013 - Present
Robert W. Baird & Co. Inc. (NASHVILLE TN)
TN
06/01/2009 - 06/07/2013
MORGAN STANLEY (NASHVILLE TN)
TN
04/03/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NASHVILLE TN)
FL
12/08/2005 - 01/26/2006
MORGAN STANLEY DW INC. (AVENTURA FL)
NY
06/06/1997 - 06/17/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
TN
09/18/1996 - 05/29/1997
WILEY BROS.-AINTREE CAPITAL, LLC (NASHVILLE TN)
BC
Issued 10/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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