Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shermicker? Claim Your ProfileShermicker Galloway is a financial advisor with Cetera Investment Advisers LLC. Shermicker has been in the financial services industry since 2005. Prior to joining Cetera Investment Advisers LLC, Shermicker worked at J.P. MORGAN SECURITIES LLC, CAPITAL ONE INVESTING, LLC, LPL FINANCIAL LLC, USAA FINANCIAL ADVISORS, INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, FSC SECURITIES CORPORATION, KCD FINANCIAL, INC., BEHRINGER SECURITIES LP and FIDELITY BROKERAGE SERVICES LLC. Shermicker holds FINRA Series 7, Series 63, and Series 66 licenses and the SIE exam. Shermicker specializes in providing financial advice and investment management services for individuals, businesses, and high-net-worth clients.
Fate, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
06/29/2023 - Present
Cetera Investment Advisers LLC (Fate TX)
OH
03/28/2018 - 03/18/2023
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
TX
03/17/2017 - 03/09/2018
CAPITAL ONE INVESTING, LLC (Plano TX)
TX
08/05/2015 - 01/27/2017
LPL FINANCIAL LLC (DALLAS TX)
TX
09/04/2014 - 07/27/2015
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
10/18/2012 - 08/27/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
04/01/2011 - 08/08/2011
FSC SECURITIES CORPORATION (ADDISON TX)
TX
04/08/2008 - 04/01/2011
KCD FINANCIAL, INC. (DALLAS TX)
TX
01/31/2006 - 11/29/2007
BEHRINGER SECURITIES LP (ADDISON TX)
RI
05/09/2001 - 07/21/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 12/6/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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