Unclaimed
Sherman Rabanal Guillema is a financial advisor with over 16 years of experience in the industry. He currently works at Lincoln International LLC, a leading global investment banking firm. He has held positions with a number of firms including Armory Securities, LLC, Sea Port Group Securities, LLC, and Wedbush Securities Inc. Sherman Rabanal Guillema holds Series 7, 63, 79 and SIE licenses. His primary office is in Los Angeles, CA, and is registered in several states including California, Illinois, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/17/2015 - Present
Lincoln International LLC (LOS ANGELES CA)
CA
10/14/2014 - 10/28/2015
ARMORY SECURITIES, LLC (Manhattan Beach CA)
CA
08/11/2011 - 10/01/2014
SEA PORT GROUP SECURITIES, LLC (MANHATTAN BEACH CA)
CA
08/01/2006 - 08/02/2011
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
BC
Issued 08/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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