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Sherman Gregory Daal

Morgan Stanley

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About Sherman Gregory Daal

Sherman Gregory Daal is a financial advisor with Morgan Stanley. Sherman has been in the industry since 1999 and holds a Series 7, Series 63, Series 66 and Series 24 licenses. Sherman has experience working with a variety of clients including high net worth individuals, insurance companies, investment companies, charitable organizations, banking or thrift institutions, pension and profit-sharing plans, and corporations or other businesses. Sherman's experience spans multiple firms including E*TRADE SECURITIES LLC, PERSHING ADVISOR SOLUTIONS LLC, PERSHING LLC, BEAR, STEARNS & CO. INC. and A.S. GOLDMEN & CO., INC.

Firm Information

Sherman Daal is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Sherman Daal’s Registration & Firm History

NJ

10/02/2023 - Present

Morgan Stanley (Jersey City NJ)

NJ

02/07/2013 - 09/05/2023

E*TRADE SECURITIES LLC (Jersey City NJ)

NJ

10/31/2008 - 01/18/2012

E*TRADE SECURITIES LLC (MORRISTOWN NJ)

NJ

09/19/2005 - 05/14/2007

PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)

NJ

07/08/2004 - 09/19/2005

PERSHING LLC (JERSEY CITY NJ)

NY

12/01/1999 - 06/30/2004

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

12/01/1999 - 06/30/2004

BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)

NJ

03/23/1999 - 10/27/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NJ

06/02/1997 - 03/18/1999

DLJDIRECT INC. (JERSEY CITY NJ)

NJ

10/02/1996 - 06/02/1997

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NJ

12/21/1995 - 04/16/1996

A.S. GOLDMEN & CO., INC. (RED BANK NJ)

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Licenses & Designations

BOTH

Issued 11/17/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/25/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sherman Gregory Daal.
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