Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherman? Claim Your ProfileSherman Erik Steen is a financial advisor with over 20 years of experience in the industry. Sherman has been registered with Thrivent Investment Management Inc. since 2017. Sherman has also held previous registrations with RBC Capital Markets, LLC and Ameriprise Financial Services, Inc.. Sherman has a strong track record of providing financial advice to individuals and families. Sherman is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
03/29/2023 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
MN
04/02/2019 - 08/02/2022
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
11/10/2017 - 04/02/2019
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
12/01/2016 - 11/02/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
07/03/2014 - 08/02/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
05/21/1999 - 07/13/2012
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
05/21/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
03/01/1999 - 04/29/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 07/31/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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