Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherman? Claim Your ProfileSherman Gose is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Sherman has been in the financial industry since 1992. Sherman is registered with the state of South Dakota and Texas. Sherman is also registered with FINRA. The firm has an office in Huron, South Dakota. The firm also has an office in Sioux Falls, South Dakota. Sherman has a total of 36 state registrations, 2 IA state registrations, 1 approved SRO registration and 1 approved FINRA registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SD
08/24/2012 - Present
Wells Fargo Advisors Financial Network, LLC (HURON SD)
SD
01/01/2008 - 08/24/2012
WELLS FARGO ADVISORS, LLC (HURON SD)
SD
08/03/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HURON SD)
BOTH
Issued 10/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/24/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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