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Sherlene Lopez

Vanguard Marketing Corp.

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About Sherlene Lopez

Sherlene Lopez is a registered representative with Vanguard Marketing Corp. Sherlene is licensed to sell securities in 53 states and the District of Columbia. Sherlene passed the Series 7TO, Series 63, and SIE exams and has been in the financial industry since August 2023.

Firm Information

Sherlene Lopez is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sherlene Lopez’s Registration & Firm History

NC

08/22/2023 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/08/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/22/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sherlene Lopez.
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