Unclaimed
Sheri H. Weingarten is a registered representative with Ares Management Capital Markets LLC. Sheri has been in the industry since 2020. She holds the Series 7TO, Series 63, and SIE licenses. Sheri is registered to sell securities in New York. She has a history of working in the financial industry, having previously been registered with J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/09/2024 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
08/13/2020 - 03/30/2024
J.P. MORGAN SECURITIES LLC (New York NY)
IA
Issued 08/21/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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