Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sheri? Claim Your ProfileSheri Rovner is a financial advisor with over 30 years of experience in the industry. Sheri has been with LPL Financial LLC since 2011 and is registered with the state of Illinois. Prior to that, Sheri worked with various firms including WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., MORGAN STANLEY DW INC. and PRUDENTIAL SECURITIES INCORPORATED. She holds the Series 7, 63 and 65 licenses along with the SIE exam. Sheri currently serves clients in Illinois, Florida, New Jersey, South Carolina, Tennessee and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
04/01/2011 - Present
LPL Financial LLC (DEERFIELD IL)
IL
01/01/2008 - 04/04/2011
WELLS FARGO ADVISORS, LLC (LAKE FOREST IL)
IL
08/25/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LAKE FOREST IL)
NY
03/02/2000 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/19/1994 - 03/09/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
AZ
01/20/1992 - 05/11/1994
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CO
04/24/1990 - 06/12/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 06/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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