Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherezada? Claim Your ProfileSherezada Polanco is a registered investment advisor representative with UBS Financial Services Inc. Sherezada has been in the industry since May 1st, 2002. Sherezada has worked at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Gilford Securities Incorporated, and The J.B. Sutton Group, LLC. Sherezada has a Series 63, Series 31, and a Series 7 license. Sherezada is registered in 37 states, including Arizona, California, and New York. Sherezada provides portfolio management for businesses and individuals. Sherezada specializes in investment services such as financial planning, security ratings, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (New York NY)
NY
04/02/2007 - 11/25/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
12/10/2004 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
11/10/2003 - 12/02/2004
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
01/02/2003 - 11/04/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/19/1997 - 04/06/1998
THE J.B. SUTTON GROUP, LLC (MELVILLE NY)
FL
05/01/1997 - 08/26/1997
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
BC
Issued 04/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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