Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sherah? Claim Your ProfileSherah Marie Rickert has over 13 years of experience in the financial services industry. Sherah Rickert is currently a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Before joining Merrill Lynch, Sherah Rickert was employed by J.P. Morgan Securities LLC, UBS Financial Services Inc., Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
11/11/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
02/01/2019 - 10/01/2019
J.P. MORGAN SECURITIES LLC (ATLANTA GA)
GA
03/14/2018 - 02/12/2019
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
SC
03/20/2017 - 03/15/2018
ROBERT W. BAIRD & CO. INCORPORATED (CHARLESTON SC)
ME
09/16/2008 - 03/09/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND ME)
VT
11/09/2005 - 08/22/2008
UBS FINANCIAL SERVICES INC. (SOUTH BURLINGTON VT)
BOTH
Issued 05/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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