Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shepard? Claim Your ProfileShepard Martin Fargotstein is a financial advisor with over 30 years of experience in the industry. Shepard is currently registered with RBC Capital Markets, LLC. Shepard is also a board member of the Memphis Civilian Law Enforcement Review Board. Prior to his current position, Shepard was registered with WELLS FARGO ADVISORS, LLC and UBS FINANCIAL SERVICES INC.. Shepard has a wide range of experience and expertise in providing financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
01/23/2025 - Present
RBC Capital Markets, LLC (MEMPHIS TN)
TN
08/02/2007 - 06/17/2016
WELLS FARGO ADVISORS, LLC (MEMPHIS TN)
TN
09/30/1999 - 08/14/2007
UBS FINANCIAL SERVICES INC. (MEMPHIS TN)
NY
04/28/1993 - 10/07/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1993
Series 3 - National Commodity Futures Examination
BC
Issued 04/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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