Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shepard? Claim Your ProfileShepard Bart Siegel is a securities professional with over two decades of experience in the financial services industry. Licensed in Connecticut and New York, Shepard has a strong background in investment banking, capital markets, and trading. Currently, Shepard is associated with BCW Securities LLC. Prior to that, Shepard was associated with Lazard Capital Markets LLC, BTIG, LLC, Goldman, Sachs & Co., and Amroc Securities, Corp. Shepard holds the Series 7, Series 24, and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/01/2015 - Present
BCW Securities LLC (WESTPORT CT)
NY
11/03/2010 - 12/20/2012
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
06/23/2009 - 10/22/2010
BTIG, LLC (NEW YORK NY)
NY
08/16/1996 - 03/06/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
03/08/1995 - 07/18/1996
AMROC SECURITIES, CORP. (NEW YORK NY)
BC
Issued 06/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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